Search for: "HSBC Customer Relations"
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5 Dec 2011, 4:35 am
The Financial Services Authority on Monday fined HSBC £10.5 million for selling inappropriate financial products to elderly customers, the largest British penalty related to a retail product. [read post]
10 Jun 2013, 8:00 am
This time the amendment was made to the wording of paragraph 5.7.b which relates to whether HSBC will lend on freehold flats. [read post]
27 Jul 2009, 2:31 am
In July 2007 all three companies were warned by the HSBC compliance team about the need for tighter security over confidential customer information. [read post]
1 Apr 2015, 1:00 pm
This second breach, like the first, was perpetrated by a bank insider with access to customer files and records. [read post]
11 Jun 2007, 7:19 pm
Prior to a merger of the two related firms, HBI's retail brokerage business was primarily located in HSBC bank branches, the NASD said. [read post]
21 Dec 2022, 3:05 am
In relation to the sub-issue, Lord Sales held that his view provides a clear explanation as to a director’s liability in this context. [read post]
22 Feb 2010, 10:59 am
In the latest of a string of guilty pleas related to tax fraud case. [read post]
26 Apr 2022, 8:25 am
The first element related to the defendant’s alleged breach of implied duty, as considered in Quincecare. [read post]
27 Jun 2013, 6:30 am
Based on that ruling, the Court affirmed the dismissal of a variety of damages claims against JPMorgan, HSBC and other banks relating to Madoff’s historic Ponzi scheme. [read post]
24 Jan 2022, 4:08 am
In particular, the Insolvency Service’s announcement on 22 June 2021 seemed to make clear that it would take a tough approach to companies that abuse the Covid-19 loan related schemes through fraud by petitioning the court to wind them up. [read post]
26 Apr 2012, 9:07 am
Jeffrey Keey - The recent First Tier Tribunal decision in HSBC Holdings Plc and The Bank of New York Mellon Corporation v The Commissioners for Her Majesty’s Revenue & Customs brings positive news for UK companies aiming to undertake a fundraise or listing outside the EU involving the use of overseas depositary or clearance systems. [read post]
27 Jan 2009, 1:13 pm
The complaint also names as defendants two related HSBC entities, HSBC Securities Services (Ireland) Ltd. and HSBC Institutional Trust Services (Ireland) Ltd., which acted as administrator, registrar, transfer agent and custodian for the Optimal Funds. [read post]
25 Feb 2015, 5:05 pm
Related Issues: PrivacyEncrypting the WebSecurityShare this: || Join EFF [read post]
16 Apr 2011, 10:01 pm
In a related development, the JUstice Department has sought permission from the court to compel HSBC Bank USA to release details of their account holders of their branch in India who are suspected of tax evasion. [read post]
19 Jun 2016, 6:04 pm
HSBC’s June 16, 2016 press release about the settlement can be found here. [read post]
7 Aug 2008, 3:20 pm
Edwards’ group was scheduled to be purchased by HSBC USA, Inc. [read post]
14 Jun 2023, 1:09 pm
(CRD# 8174) of Buffalo, NY, and HSBC Securities (USA) Inc. [read post]
12 Jul 2011, 2:34 am
These issues are important because they relate to the underlying problems in the British credit market. [read post]
13 Dec 2011, 10:33 pm
HSBC Holdings Plc (HSBA) has even filed a lawsuit against Giddens. [read post]
4 Mar 2010, 11:30 am
In 2009, the UK Financial Services Authority (FSA) fined three HSBC firms over £3 million for not having adequate systems and controls in place to protect their customers’ confidential details from being lost or stolen. [read post]
